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1.
Despite a substantial body of research investigating the market significance of inventions by independent inventors, relatively little attention has been devoted to understanding their technological significance. A recent study conducted by [Dahlin, K., Taylor, M., Fichman, M., 2004. Today's Edisons or weekend hobbyists: technical impact and success of inventions by independent inventors. Res. Policy 33, 1167-1183] on the tennis racket industry shows that independent inventors are a heterogeneous group which includes both “heroes” who contribute substantially to technological progress and “hobbyists” who make only a marginal contribution. What is not asked - and therefore not explained - is why this distinction arises. In this paper, we focus on the type of prior technological knowledge (in terms of technological specialization and diversity) applied by independent inventors and their corporate counterparts as a factor explaining differences in technological impact. Our empirical setting is the field of medical equipment technology. We find that independent inventors are more sensitive to the negative effects of technological diversity than their corporate counterparts. Furthermore, our study reveals that technological specialization pays off more for independent inventors than for their corporate counterparts. Therefore, those independent inventors who apply low degrees of diversity and high degrees of specialization are capable of reaching the same level as or even outperforming their corporate counterparts, thus becoming “heroes”. Based on our findings, we discuss implications for research and corporate practice. 相似文献
2.
《Research Policy》2022,51(4):104485
The mobility of inventors leaves behind their patented inventions at sourcing firms, yet there is little scholarly insight into how firms handle those intellectual properties. We investigate this important issue by developing a framework of tacit-codified knowledge interdependence. We theorize that tacit and codified knowledge offer the intellectual and legal pillars of corporate inventions, which complement each other in value creation. Inventor mobility decouples the two pillars and reduces the maintenance likelihood of the left-behind patents. The negative impact is greater for inventions that are complex or rely less on internal prior art because the tacit knowledge loss is more destructive and unrecoverable. However, when inventors move to competing or litigious target firms, the relationship between mobility and patent maintenance becomes less negative or even turns positive because the left-behind patents can be leveraged to hedge against the risk of knowledge leakage. Applying a two-stage Coarsened Exact Matching approach to construct a sample of 36,204 U.S. patents with comparable leaving and staying inventors from public firms between 1983 and 2010, we find strong evidence supporting our framework. Our findings highlight the intricate interdependence of tacit and codified knowledge in corporate inventions and add to the literatures on inventor mobility and intellectual property management. 相似文献
3.
Demand-pull, technology-push, and government-led incentives for non-incremental technical change 总被引：4，自引：0，他引：4
Gregory F. Nemet 《Research Policy》2009,38(5):700-709
Rising expectations about future demand for new technologies increase the incentives for investments in innovation by enlarging payoffs to successful innovations. How well does this notion of “demand-pull” apply to non-incremental technological change when demand is largely attributable to actions by governments? In this case, inventors of the most important inventions did not respond positively to strong demand-pull policies; filing of highly cited patents declined precipitously just as demand for wind power created a multi-billion dollar market. Three explanations for this apparent inconsistency with the demand-pull hypothesis played a role: (1) the rapid convergence on a single dominant design limited the market opportunity for non-incremental technical improvements; (2) even though the policies implemented were stringent enough to stimulate demand, uncertainty in their longevity dampened the incentives for inventions that were likely to take several years to pay off; and (3) alternative explanations, such as declining R&D funding and weakening presidential engagement on energy, appear to have been important. 相似文献
4.
Based on the critical case of ABB, this paper questions the relevance of using patents with multiple inventors from different countries (“cross-country patents”) as an indicator of international R&D collaboration. The study shows that less than half of ABB's cross-country patents are the result of international R&D collaboration as described by one of the more inclusive definitions found in previous literature. Only a third of the patents are the result of joint R&D activities between different MNC subsidiaries or firms. We also discuss the implications of our study for the assignment of patents to countries based on inventor addresses. 相似文献
5.
Economic theory views patents as policy instruments aimed at fostering innovation and diffusion. Three major implications are drawn regarding current policy debates. First, patents may not be the most effective means of protection for inventors to recover R&D investments when imitation is costly and first mover advantages are important. Second, patentability requirements, such as novelty or non-obviousness, should be sufficiently stringent to avoid the grant of patents for inventions with low social value that increase the social cost of the patent system. Third, the trade-off between the patent policy instruments of length and breadth could be used to provide sufficient incentives to develop inventions with high social value. Beyond these three implications, economic theory also pleads for a mechanism design approach: an optimal patent system could be based on a menu of different degrees of patent protection where stronger protection would involve higher fees, allowing self-selection by inventors. 相似文献
6.
《Research Policy》2022,51(5):104496
The study examines the role of a patent filed by government scientists in regard to the dissemination of scientific discoveries in government laboratories. While a patent filed by government scientists decreases the rate of follow-on patents in a technological area that overlaps with the areas of the focal patent, it increases the rate of follow-on patents in non-overlapping technological areas. The increase in follow-on inventions is attributed to risk-taking inventions, that is, inventions involve a high chance of resulting in either impactful or failure patents, rather than incremental inventions. It is also characterized by inventions with a high level of originality. Inventors in distant locations in terms of geographical and technological proximity are most affected by the patents filed by government scientists. The patent effect is pronounced when the government scientists involved in the focal discovery have fewer social connections and when the scientific field is less familiar in the industry. These findings are consistent with the idea that patenting by government scientists helps facilitate the dissemination of technological information or potential of scientific discoveries in government laboratories. Policy and managerial implications are also discussed. 相似文献
7.
By using a sample of 793 inventors drawn from the PatVal-EU dataset, this paper explores three aspects of patent production at the individual inventor level: (1) the number of EPO patents that the inventors produce; (2) the average value of their inventions; (3) the production of the most valuable patents. By jointly estimating the three equations we find that the inventors’ level of education, employment in a large firm, and involvement in large-scale research projects positively correlate with quantity. Yet, apart from the size of the research project, none of these factors directly influence the expected value of the inventions. They do, however, have an indirect influence, as we find that the number of patents explains the probability of producing a technological hit (the maximum value). Also, there is no regression to the mean in the invention process at an individual level, as the number of inventions that an inventor produces is not correlated with the average value. 相似文献
8.
Networks of inventors and the role of academia: an exploration of Italian patent data 总被引：3，自引：0，他引：3
This paper proposes a quantitative analysis of social distance between Open Science and Proprietary Technology. A few general properties of social networks within both realms are discussed, as they emerge from the new economics of science and recent applied work on “small worlds”. A new data-set on patent inventors is explored, in order to show that social networks within Proprietary Technology are much more fragmented than Open Science ones, except for science-based technologies. Two propositions are then put forward on the “open” behaviour expected from academic inventors, namely university scientists getting involved in Proprietary Technology networks by signing patents. Both propositions are confirmed by data, which show academic inventors to be more central and better connected than non-academic ones. The database and methodology produced for this paper are suggested to be relevant for the more general debate on the role of geographical and cognitive distance in university-industry technology transfer. 相似文献
9.
Mapping technologies into industries is frequently required in empirical innovation studies, but many concordances only provide coarse mappings. We develop a novel concordance between industries and technologies making use of linked inventor-employee data for a large sample of German patents filed at the European Patent Office between 1999 and 2011. Inventors listed on these patents are matched and disambiguated with German social security records. Employment data recorded in this database include detailed industry codes describing the industrial activities of the inventors’ establishments. These linked microdata allow us to identify the precise industrial origin of inventions, combine them with technology classifications from the inventors’ patents and to generate novel concordance tables. We evaluate our approach by comparing the concordances with existing work. Moreover, in an empirical application, we find that patent based indicators represent valid proxies for the innovation performance of industries and thus help to measure innovation in the absence of other survey based indicators. Service sector innovation activities, however, appear to be barely represented by the patenting activities of inventors and establishments. 相似文献
10.
This study examines how inventors’ breadth and depth of expertise influence innovation in 3M, a company renowned for sustained innovation for over a century. While prior research tends to examine a single indicator – the technical success achieved by the inventor – our study differentiates between three indicators of a successful inventor: (1) the number of inventions generated; (2) the extent to which the inventor has a significant impact in his or her technical domain; and (3) the inventor's career success, in terms of the commercial value they have brought by converting their inventions into products that generate sales for commercial organizations. We found that breadth of inventor expertise relates to the generation of many inventions, but not necessarily to those that are technically influential. Depth of inventor expertise enables individuals to generate technically influential inventions, as measured by patents granted. However, both breadth and depth of expertise are required for innovators to be deemed highly valuable, based on their records of effectively converting inventions into commercially successful products. Our study extends prior research on innovation in two ways. We provide a comprehensive view of how inventors’ expertise influences innovation and also show how inventors with different expertise profiles can contribute in unique ways to their organization. 相似文献
11.
Andrea Bonaccorsi 《Research Policy》2007,36(6):813-831
Academics and policy makers are investigating the relations between science and technology in the emerging field of nano science and technology (NST) and the effectiveness of different institutional regimes. We use multiple indicators to analyze the performance of inventors working in NST. We clustered patents into three groups according to the scientific curricula of the inventors. The first group consists of patents whose inventors are all authors of at least one scientific publication in NST, while the second is made up of patents invented by individuals who have no scientific publication in the field. Thirdly, we isolated those patents that have at least one inventor who is also author of at least one scientific publication in NST. The underlining presumption of this classification is that of a proxy of different institutional complementarities of inventive collective action in NST. 相似文献
12.
《Research Policy》2023,52(1):104655
We investigate the impact of deadly terrorist attacks on inventor productivity and mobility in the U.S. During the five-year window after such events, nearby firms generate fewer and less impactful inventions. Moreover, their inventors typically exhibit a post-attack decline in their patent production, unless they move to a distant company (which some tend to do after an attack). Firms' financial constraints and inventor talent appear to provide channels underlying our productivity and mobility findings, respectively. These results provide novel insights about the impact of shocks that distort the invention process and promote the mobility and reallocation of inventors among firms. 相似文献
13.
《普罗米修斯》2012,30(2):333-348
Inasmuch as the efforts of independent inventors are appreciated at all, it is commonly argued that greater benefit would ensue from their inventions if the inventors possessed a more realistic understanding of the innovative process, and if the world were generally more sympathetic. There is sense in this view, but perhaps some consideration should be given to the impact such changes might have on the essential creativity of the independent inventor. It seems likely that this creativity is in part a product of adversity and might well be extinguished if conditions were made more conducive to the activities of the independent inventor. 相似文献
14.
我国已经成为世界专利申请大国,但专利技术和发明创造的产业化程度与发达国家相比比例很低,技术发明人创业难、融资难是其间的重要原因,这也是制约我国技术创新和科技进步的瓶颈性障碍。尽快完善我国的知识产权融资制度,加大金融支持企业自主创新的力度,形成知识产权产业化的良好金融环境,对于加快自主创新成果的转化,促进我国经济长期稳定发展具有重要意义。知识产权融资的主要形式有:知识产权作价入股、知识产权抵押贷款、知识产权信托和知识产权证券化。完善法律制度,建立健全知识产权评价制度,进行金融体制创新,完善知识产权交易平台,才会促进我国知识成果产业化的发展。 相似文献
15.
J. Phillips 《Endeavour》1984,8(2):90-94
The laws which govern the grant of patents for inventions are assumed to serve two useful ends. Firstly, they are conceived as an incentive to inventors to make and then disclose their inventions. Secondly they are viewed as providing an appropriate means for facilitating a division of resources between those who make inventions and those who exploit them. Both these presumed functions are examined in this article, which raises questions as to the utility of current laws in the achievement of these ends. 相似文献
16.
Paola Giuri Myriam Mariani Gustavo Crespi Dominique Francoz Walter Garcia-Fontes Raul Gonzales Karin Hoisl Alessandra Luzzi Lionel Nesta Önder Nomaler Pari Patel Bart Verspagen 《Research Policy》2007,36(8):1107-1127
Based on a survey of the inventors of 9017 European patented inventions, this paper provides new information about the characteristics of European inventors, the sources of their knowledge, the importance of formal and informal collaborations, the motivations to invent, and the actual use and economic value of the patents. 相似文献
17.
Academic inventors as brokers 总被引：4，自引：0，他引：4
Francesco Lissoni 《Research Policy》2010,39(7):843-857
Academic inventors are university scientists who appear as designated inventors of patents owned either by business companies, academic institutions or individuals. We analyse their relationships with co-inventors, who may be either academic colleagues, students, or, very often, industrial researchers. Gould and Fernandez's (1989) taxonomy of ‘brokerage’ roles is adjusted to patent data, and complemented with information drawn from both academic inventors’ publications and replies to a short questionnaire. Only very few academic inventors are found to hold brokerage positions. Such inventors have a large number of patents, a strong publication record and a higher-than-average share of patents held by companies, rather than universities. Relationships of academic inventors with co-inventors from industry are weaker and less likely to be maintained than those with co-inventors from academia. Academic inventors in gatekeeping positions (between university and industry) maintain the strongest ties with all types of co-inventors. 相似文献
18.
学术型发明人是科学向技术转移的重要桥梁和媒介。本文从识别高影响力的学术型发明人入手,通过对高影响力学术发明人的论文和专利的持续研究主题的研究,来识别对比高科技领域科学与技术前沿主题的差别与联系,并分析识别学术型发明人的研究成果中的更具市场潜力的研究主题。研究发现,不同国家的学术型发明人的研究侧重点不同,有的偏重科学研究,有的偏重技术研发;学术型发明人的科学研究主题与技术研究主题重叠度并不高;企业参与的专利发明与研究论文在主题上强相关。 相似文献
19.
《Research Policy》2023,52(1):104649
Stars hold a large portion of organizational knowledge, and their sudden absence may have non-trivial consequences for firms. In this study, I investigate what happens to the knowledge of star inventors following their absence. In particular, I consider the composition of stars' ties with coinventors and examine how it affects the future use of stars' knowledge (i.e., patents). Using the death of star inventors as an exogenous cause for their absence in firms, I find that the use of a star's patents in a firm's subsequent inventive efforts declines following the star's death. The results also indicate that when star inventors frequently collaborate with coinventors, the negative effect of stars' absence on the future use of their knowledge is somewhat alleviated. Further, the presence of central inventors in stars' collaboration networks increases the relative use of stars' knowledge in future inventions. The findings inform managers about conditions that favor “passing the torch” of knowledge from stars to their peers. 相似文献
20.
We develop a valid definition of technological radicalness which states that a successful radical invention is: (1) novel; (2) unique; and (3) has an impact on future technology. The first two criteria allow us to identify potentially radical inventions ex ante market introduction; adding the third condition, we can ex post determine if an invention served as an important change agent. Empirically testable condition selected 6 of 581 tennis racket patents granted between 1971 and 2001. Two of the identified patents - the oversized and the wide-body rackets - are considered radical inventions by industry experts. Applying our definition and operationalization would allow researchers to achieve greater generalizability across studies, avoid endogenous definitions of radicalness, and study predictors of market success for radical inventions. 相似文献