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1.
Academic inventors as brokers   总被引:4,自引:0,他引:4  
Academic inventors are university scientists who appear as designated inventors of patents owned either by business companies, academic institutions or individuals. We analyse their relationships with co-inventors, who may be either academic colleagues, students, or, very often, industrial researchers. Gould and Fernandez's (1989) taxonomy of ‘brokerage’ roles is adjusted to patent data, and complemented with information drawn from both academic inventors’ publications and replies to a short questionnaire. Only very few academic inventors are found to hold brokerage positions. Such inventors have a large number of patents, a strong publication record and a higher-than-average share of patents held by companies, rather than universities. Relationships of academic inventors with co-inventors from industry are weaker and less likely to be maintained than those with co-inventors from academia. Academic inventors in gatekeeping positions (between university and industry) maintain the strongest ties with all types of co-inventors.  相似文献   

2.
Based on the critical case of ABB, this paper questions the relevance of using patents with multiple inventors from different countries (“cross-country patents”) as an indicator of international R&D collaboration. The study shows that less than half of ABB's cross-country patents are the result of international R&D collaboration as described by one of the more inclusive definitions found in previous literature. Only a third of the patents are the result of joint R&D activities between different MNC subsidiaries or firms. We also discuss the implications of our study for the assignment of patents to countries based on inventor addresses.  相似文献   

3.
    高校专利运营是一个包括发明创造、价值增值和价值实现三个主要环节的复杂动态过程。以美国高校为样本,基于动态系统视角分析发明人专利收益分配比例对高校专利运营不同环节的影响,并针对发明人专利收入与科研经费支出对高校专利运营的影响差异进行比较分析。研究发现:近70%的样本高校中发明人专利收入与发明披露量之间不存在显著的相关性;而在发明人专利收入与发明披露量显著相关的高校中,发明人专利收益比例对高校专利运营的发明创造环节作用明显,对价值增值环节作用因样本而异,但对价值实现环节的影响微乎其微;同时,当专利收益分配基数与科研经费支出之间相差悬殊时,与通过提高发明人收益比例增加发明人专利收入相比,同比增加科研经费支出对专利运营各环节的影响更大。一刀切式地提高发明人收益比例对高校专利运营的促进作用十分有限。据此提出,高校应细化发明人收益分配方案,并综合运用多种激励方式,发挥政策协同作用。  相似文献   

4.
This paper examines whether university ownership of inventions made by its personnel best serves the widely held social goals of encouraging technology commercialization and entrepreneurship. Using a hand-collected census of technology-based university spin-offs from six universities, one of which is the University of Waterloo and the only inventor ownership university in North America, we compare the number and type of spin-offs produced by these universities. We find suggestive evidence that inventor ownership universities can be more efficient in generating spin-offs on both per faculty and per R&D dollar expended perspective. We find that the field of computer sciences and electrical engineering generates a greater number of spin-offs than do our other two categories – the biomedical sciences, and the field of engineering and the physical sciences. In general, our results demonstrate that inventor ownership can be extremely productive of spin-offs. From these results, we suggest that governments seeking to encourage university invention commercialization and entrepreneurship should experiment with an inventor ownership system.  相似文献   

5.
《Research Policy》2022,51(4):104485
The mobility of inventors leaves behind their patented inventions at sourcing firms, yet there is little scholarly insight into how firms handle those intellectual properties. We investigate this important issue by developing a framework of tacit-codified knowledge interdependence. We theorize that tacit and codified knowledge offer the intellectual and legal pillars of corporate inventions, which complement each other in value creation. Inventor mobility decouples the two pillars and reduces the maintenance likelihood of the left-behind patents. The negative impact is greater for inventions that are complex or rely less on internal prior art because the tacit knowledge loss is more destructive and unrecoverable. However, when inventors move to competing or litigious target firms, the relationship between mobility and patent maintenance becomes less negative or even turns positive because the left-behind patents can be leveraged to hedge against the risk of knowledge leakage. Applying a two-stage Coarsened Exact Matching approach to construct a sample of 36,204 U.S. patents with comparable leaving and staying inventors from public firms between 1983 and 2010, we find strong evidence supporting our framework. Our findings highlight the intricate interdependence of tacit and codified knowledge in corporate inventions and add to the literatures on inventor mobility and intellectual property management.  相似文献   

6.
Earlier research on the role of universities in fostering entrepreneurial economic development almost exclusively covers spin-offs by faculty and staff. In contrast, we provide general evidence from the U.S. showing that the gross flow of start-ups by recently graduated students with an undergraduate degree in science or engineering is at least an order of magnitude larger than the spin-offs by their faculty, that a recent graduate is twice as likely as her Professor to start a business within three years of graduation, and that the graduates’ spin-offs are not of low quality. Three case studies illustrate how universities may stimulate science and engineering students and recent graduates to create new firms of high quality. We conclude that transforming university goals and practices toward increasing start-ups led by faculty might not be the most effective way for universities to stimulate entrepreneurial economic development.  相似文献   

7.
该研究构建了基于专利生命周期的技术转让生存分析模型,利用116所211高校的专利转让微观数据拟合了技术转让可能性曲线。专利转让的可能性呈先增后减的趋势,在申请后第五年左右达到峰值。文章进一步探究了技术转移办公室在高校技术转让过程中的微观作用机制及其在不同情境中的异质作用效果。研究结果表明,技术转移办公室对高校的专利转让速度没有直接的促进作用,但技术转移办公室的存在强化了专利地域保护范围、发明人数量对于专利转让时间的负向影响,同时削弱了发明人团队以往专利转让经验对后续专利转让时间的影响。文章在微观层面上对高校技术转让行为模式研究进行了拓展,对进一步提升技术转移办公室的作用效果具有重要的理论参考价值。  相似文献   

8.
Paola Criscuolo 《Research Policy》2008,37(10):1892-1908
This paper addresses the question of whether patent citations are useful indicators of technology flows. We exploit the distinction between citations added by inventors and patent examiners. We use information from the search reports of European Patent Office patent examiners to construct our dataset of patenting activity in Europe and the US, and apply various econometric models to investigate what determines the probability that a citation is added by the inventor rather than the examiner. Contrary to previous work which uses US Patent and Trademark Office data, we find that geographical distance is a factor that strongly diminishes the probability of knowledge flows. We find other significant effects of such factors as cognitive distance, time and strategic factors on citing behaviour.  相似文献   

9.
Professorial entrepreneurship has recently attracted much attention. This paper draws upon historical research, a survey of faculty, and an Internet-based methodology for identifying professorial affiliations with entrepreneurial firms at two of the premier electrical engineering and computer science departments in the US, The University of California, Berkeley and Stanford. We employ the concept of “nested embeddedness” to explain why the faculty members in these two institutions have different levels of entrepreneurship and corporate involvement. EE&CS faculty at both universities were found to be socially embedded in departments and disciplines that supported and placed value on entrepreneurial activities. However, while being embedded in a university environment with a history of success and high level of support for entrepreneurship, EE&CS faculty at Stanford had a significantly greater level of corporate involvement, including the founding of start-ups. Although significantly less than Stanford, the level of corporate involvement among EE&CS faculty at Berkeley was also substantial. This suggests that being embedded in an academic department and disciplines with cultures that are supportive of entrepreneurial activity can help counteract the disincentives created by a university environment that is not strongly supportive of these activities.  相似文献   

10.
In this paper I examine episodes in which superstar inventors relocate to a new city. In particular, in order to assess whether the beneficial effects of physical proximity to a superstar have a restricted network dimension or a wider spatial breadth (spillovers), I estimate changes in patterns of patenting activity following these events for two different groups of inventors: the superstar's close collaborators, and all the other inventors in a given urban area, for both the locality where the superstar moves to and for the one that is left behind. In the case of collaborators, I restrict the attention to patents realized independently from the superstar. The results from the event study register a large and persistent positive effect on the collaborators in the city of destination, as well as a simultaneous negative trend affecting those still residing in the previous location. In the long run, these effects translate into an increased difference between the two groups of about 0.16 patents per inventor. Conversely, no city-wide spillover effect can be attested, offering little support to place-based policies aimed at inducing a positive influx of top innovators in urban areas.  相似文献   

11.
Academics and policy makers are investigating the relations between science and technology in the emerging field of nano science and technology (NST) and the effectiveness of different institutional regimes. We use multiple indicators to analyze the performance of inventors working in NST. We clustered patents into three groups according to the scientific curricula of the inventors. The first group consists of patents whose inventors are all authors of at least one scientific publication in NST, while the second is made up of patents invented by individuals who have no scientific publication in the field. Thirdly, we isolated those patents that have at least one inventor who is also author of at least one scientific publication in NST. The underlining presumption of this classification is that of a proxy of different institutional complementarities of inventive collective action in NST.  相似文献   

12.
《Research Policy》2023,52(1):104631
This paper studies the relationship between migration and the productivity of high-skilled workers, as captured by inventors of international patent applications. Using machine learning techniques to uniquely identify inventors across patents, we are able to track the migration patterns of nearly one million individual inventors across countries. Migrant inventors account for more than nine percent of inventors in our sample. The econometric analysis seeks to explain the recurring finding in the literature that migrant inventors are more productive than non-migrant inventors. We find evidence that migrant inventors become about twenty-three percent more productive after having migrated. The disambiguated inventor data are openly available.  相似文献   

13.
To successfully generate more valuable technologies from accessing basic research knowledge, firms need to combine institutional and individual level bridges to universities and research institutes active in basic research. This combination is particularly important when the new technology builds on scientific prior art. While mobile inventors are needed to transfer and translate basic knowledge into new technologies, partnerships provide the commitment, resources and incentive structure to integrate this basic research knowledge more effectively into the firm’s innovation process, thus improving the value capture from mobile inventors. Our findings in the micro-electronics field illustrate the importance of jointly accounting for firm and inventor level industry-science links to assess their effectiveness and provides evidence on complementarity from using both. Furthermore, identifying the scientific nature of the technology projects critically determines whether the combination of these links allow to capture more value.  相似文献   

14.
纳米科学与技术之间的联系:基于学术型发明人的分析   总被引:3,自引:1,他引:2  
本文聚焦于从事纳米研究的学术型发明人,即大学中同时具有国际期刊论文作者和专利发明人双重身份的研究人员(author-inventor),他们是联结纳米科学与纳米技术的纽带.通过比较学术型发明人和非学术型发明人的论文数量、被引频次和H指数,本文发现学术型发明人的研究绩效显著高于纯学术研究者,并且在高产作者和高影响力作者行列中占有更高的比例.本文使用负二项回归模型分析了专利活动对于学术型发明人研究绩效的作用,发现专利数量对于论文数量呈正向作用,但对论文质量有副作用.最后,本文给出了相关政策建议.  相似文献   

15.
The rate of university patenting increased dramatically during the 1980s. Did the manner in which knowledge embedded in university patents was managed change during this period of rapid patenting growth? Using a Herfindahl-type measure of knowledge flow concentration and employing a difference-in-differences estimation to compare university-to-firm patent citations across two time periods, we find that the university diffusion premium (the degree to which university knowledge outflows are more widely distributed than those of firms) declined by more than half during the 1980s. In addition, we find that the university diversity premium (the degree to which knowledge inflows used by universities are drawn from a more widely distributed set of prior art holders than those used by firms) also declined by more than half. However, these changes are mostly limited to a narrow set of technology fields (i.e., biotechnology and pharmaceuticals in the outflows case and sub-fields of electronics in the inflows case). The social welfare implications are ambiguous.  相似文献   

16.
Using a unique database on Swedish patents owned by small firms and individuals, survival models estimate how different factors influence the decision to commercialize the patents. Such an analysis has seemingly never previously been undertaken. Since the owners know more about the patents than potential external financiers, problems related to asymmetrical information are present. To overcome these problems when inventors and small technology-based firms need financing, Sweden has for a long time relied on government support rather than private venture capital firms. The empirical results show that the larger is the share of patent-owners’ costs covered by government financial support during the R&D phase, the lower is the probability of patents being commercialized. This lower degree of commercialization is likely to depend on (1) the soft terms of the government loans, where the patent owner can avoid paying back the loan if the patent is never commercialized and/or (2) that the government is not able to select promising projects. The first explanation is related to moral hazard and the second one to adverse selection. The policy suggestion is for government to change the design of the loans, to base them on firms rather than projects.  相似文献   

17.
This paper addresses the question of national differences as regard the number of triadic patents applied for by inventors from several OECD countries. The key idea is to determine whether such differences should be attributed to differences in R&D expenditures or rather to some other reasons, mainly institutional or behavioural ones. With this aim in view, both a macro-economic analysis, based on aggregate data for triadic patent counts and R&D expenditures and a micro-economic analysis based on firms’ data from three selected sectors are performed. In both cases, the methodological focus is made on the introduction, the definition and the estimation of a national index of relative efficiency in standard count data models. The main empirical findings are that there is a strong heterogeneity in terms of performance among European countries and a strong intra-country heterogeneity among sectors. This suggests that, in the field of innovation policies, there is a need for “tailored” solutions reflecting the specificities of each innovation system. Moreover, we show that European countries over-perform the United States in some high-tech sectors where the leadership of American firms is traditionally alleged, whereas European firms fail to keep up in more traditional sectors.  相似文献   

18.
新能源汽车产业产学研合作专利分析   总被引:1,自引:1,他引:0  
后经济危机时代,新能源汽车作为中国战略新兴产业之一,在加快转变经济增长方式、振兴中国传统汽车制造业上扮演着极其重要的角色。本文通过对该领域整体发明专利和产学研联名专利的对比分析,得出结论:中国新能源汽车领域最初的研究主体是高校及科研院所,随着该技术的产业化、市场化,有更多的企业加入到新能源汽车技术的研发之中;日本和美国的公司表现出较强的研发能力,中国企业研发能力有限,企业与高校的合作在加强,与科研院所的合作力度降低;企业自主研发与产学研联合研发所侧重的技术领域有所不同,高校和科研机构的技术热点也存在差异。  相似文献   

19.
This paper proposes a quantitative analysis of social distance between Open Science and Proprietary Technology. A few general properties of social networks within both realms are discussed, as they emerge from the new economics of science and recent applied work on “small worlds”. A new data-set on patent inventors is explored, in order to show that social networks within Proprietary Technology are much more fragmented than Open Science ones, except for science-based technologies. Two propositions are then put forward on the “open” behaviour expected from academic inventors, namely university scientists getting involved in Proprietary Technology networks by signing patents. Both propositions are confirmed by data, which show academic inventors to be more central and better connected than non-academic ones. The database and methodology produced for this paper are suggested to be relevant for the more general debate on the role of geographical and cognitive distance in university-industry technology transfer.  相似文献   

20.
《Research Policy》2023,52(1):104655
We investigate the impact of deadly terrorist attacks on inventor productivity and mobility in the U.S. During the five-year window after such events, nearby firms generate fewer and less impactful inventions. Moreover, their inventors typically exhibit a post-attack decline in their patent production, unless they move to a distant company (which some tend to do after an attack). Firms' financial constraints and inventor talent appear to provide channels underlying our productivity and mobility findings, respectively. These results provide novel insights about the impact of shocks that distort the invention process and promote the mobility and reallocation of inventors among firms.  相似文献   

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