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Sub-field normalization in the multiplicative case: Average-based citation indicators
Authors:Neus Herranz  Javier Ruiz-Castillo
Institution:1. Department of Economics, University of Illinois at Urbana-Champaign, United States;2. Departamento de Economía, Universidad Carlos III, and Research Associate of the CEPR Project SCIFI-GLOW, Spain;1. Institute for Education and Information Sciences, IBW, University of Antwerp, Venusstraat 35, Antwerp B-2000, Belgium;2. Faculty of Engineering Technology, VIVES-KHBO (Association KU Leuven), Zeedijk 101, Oostende B-8400, Belgium;3. KU Leuven, Leuven B-3000, Belgium;4. Library of Tongji University, Tongji University, Siping Street, 1239, Shanghai 200092, China;1. The Graduate School of Public Policy and Information Technology, Seoul National University of Science and Technology, 172 Gongreung 2-dong, Nowon-gu, Seoul 139-746, Republic of Korea;2. Department of Systems Management Engineering, Sungkyunkwan University, 300 Chunchun-dong, Jangan-gu, Kyunggi-do 440-746, Republic of Korea;1. CNR-CERIS, National Research Council of Italy, Institute for Economic Research on Firm and Growth, via Real Collegio, 30, I-10024 Moncalieri (TO), Italy;2. University of Torino, Department of Chemistry, via P. Giuria, 7, I-10125 Torino, Italy;1. Departamento de Métodos Cuantitativos en Economía y Gestión, Universidad de Las Palmas de Gran Canaria, Gran Canaria, Spain;2. Departamento de Estadística, Investigación Operativa y Computación, Universidad de La Laguna, Tenerife, Spain;1. Bureau of Economic and Business Research, University of Florida, Gainesville, Florida, USA;2. Soil and Water Science Department, University of Florida, Gainesville, Florida, USA
Abstract:This paper investigates the citation impact of three large geographical areas – the U.S., the European Union (EU), and the rest of the world (RW) – at different aggregation levels. The difficulty is that 42% of the 3.6 million articles in our Thomson Scientific dataset are assigned to several sub-fields among a set of 219 Web of Science categories. We follow a multiplicative approach in which every article is wholly counted as many times as it appears at each aggregation level. We compute the crown indicator and the Mean Normalized Citation Score (MNCS) using for the first time sub-field normalization procedures for the multiplicative case. We also compute a third indicator that does not correct for differences in citation practices across sub-fields. It is found that: (1) No geographical area is systematically favored (or penalized) by any of the two normalized indicators. (2) According to the MNCS, only in six out of 80 disciplines – but in none of 20 fields – is the EU ahead of the U.S. In contrast, the normalized U.S./EU gap is greater than 20% in 44 disciplines, 13 fields, and for all sciences as a whole. The dominance of the EU over the RW is even greater. (3) The U.S. appears to devote relatively more – and the RW less – publication effort to sub-fields with a high mean citation rate, which explains why the U.S./EU and EU/RW gaps for all sciences as a whole increase by 4.5 and 5.6 percentage points in the un-normalized case. The results with a fractional approach are very similar indeed.
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