| 证券间接持有制度对我国证券市场的影响 |
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| 引用本文： | 赵威,韩萨茹.证券间接持有制度对我国证券市场的影响[J].内蒙古大学学报(人文社会科学版),2008,40(2):58-62. |
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| 作者姓名： | 赵威 韩萨茹 |
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| 作者单位： | 中国政法大学国际经济法系,北京100088 |
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| 摘 要： | 间接持有体制是一个多层次的“金字塔”结构，其固有的非移动化、无形化等特点使其在国际证券市场上发展迅速，很多国家相继采用间接持有证券的方式发展本国的金融市场。针对我国证券市场而言，间接持有体制能够大幅度降低结算成本，便捷交易过程，有利于国内金融衍生产品的发展。但是其也可能会使得客户的资产风险增大，不利于我国证券市场的发展和稳定。针对这些情况，我国应该从法律和保护投资者等方面出发，进一步完善间接持有制度。
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| 关 键 词： | 间接持有 证券 冲突法 中间人 PRIMA原则 |
| 文章编号： | 1000-5218(2008)02-0058-05 |
| 修稿时间： | 2007年12月5日 |
The Influence of the Securities Indirectly Holding System to the Securities Market in Our Country |
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| ZHAO Wei,HAN Sarul.The Influence of the Securities Indirectly Holding System to the Securities Market in Our Country[J].Journal of Inner Mongolia University(Humanities & Social Sciences),2008,40(2):58-62. |
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| Authors: | ZHAO Wei HAN Sarul |
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| Institution: | l ( Chinese Politics and Law Universlty,Department of the international Law of Economy,Beijing 100088 ,China) |
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| Abstract: | The structure of securities indirectly holding system is addressed as pyramid schemes. Based on its characteristics of intangibility and immobility, it has developed rapidly on international securities market. In succession, many countries adopt this system to develop their national capital market. As far as our country＇s securities transaction is concerned, indirectly holding system can largely reduce cost, and enable the transaction .convenient. It is of advantage to develop the financial derived products of our country. However, indirectly holding system is likely to increase the customer＇s assets risk, and be unfavorable to the development and stability of our securities market. Under this new circumstance, our country should set out from respects, such as civil law and protecting investors etc. and perfect indirectly holding system further. |
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| Keywords: | indirectly holding Securities Conflict Law intermediary PRIMA |
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