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国有企业研发投入对民营企业创新行为的影响
引用本文:杨治,闫泽斌,余林徽,徐骏辉.国有企业研发投入对民营企业创新行为的影响[J].科研管理,2015,36(4):82-90.
作者姓名:杨治  闫泽斌  余林徽  徐骏辉
作者单位: 1. 华中科技大学管理学院, 湖北 武汉 430074; 2. 华中科技大学国家治理研究院, 湖北 武汉 430074; 3. 浙江大学经济学院, 浙江 杭州 310027; 4. 中山大学岭南学院, 广东 广州 510275
基金项目:国家自然科学基金(企业研发外包的控制机制研究[70902010]起止时间2010-2012);2014年度教育部哲学社会科学研究重大课题攻关项目(推进国家治理体系和治理能力现代化若干重大理论问题研究[14JZD002]起止时间:2014-2017)。
摘    要:本文使用2005-2007年中国工业企业数据,用Tobit模型实证检验了国有企业研发投入对民营企业创新行为的影响,以及地区行业内产业集聚和竞争状况对上述影响关系的调节效应。本文研究发现:(1)随着地区行业内国有企业研发投入比例的升高,民营企业的创新投入显著减少,即,国有企业研发投入对民营企业创新投入具有挤出效应;(2)在产业集聚程度较高的地区和行业内,国有企业研发投入的挤出效应会显著加强;(3)在竞争程度较高的地区和行业内,国有企业研发投入的挤出效应则会显著减弱。本文为政府提高创新资源配置效率,推进企业主导的自主创新战略有效实施提供了有益的政策建议。

关 键 词:国有企业  民营企业  研发投入  产业集聚  行业竞争
收稿时间:2013-06-20

The impact of R&D investments in state-owned enterprises on the innovative behavior of private-owned enterprises
Yang Zhi,Yan Zebin,Yu Linhui,Xu Junhui.The impact of R&D investments in state-owned enterprises on the innovative behavior of private-owned enterprises[J].Science Research Management,2015,36(4):82-90.
Authors:Yang Zhi  Yan Zebin  Yu Linhui  Xu Junhui
Institution:1. School of Management, Huazhong University of Science and Technology, Wuhan 430074, Hubei, China; 2. Institute of State Governance, Huazhong University of Science and Technology, Wuhan 430074, Hubei, China; 3. School of Economics, Zhejiang University, Hangzhou 310027, Zhejiang, China; 4. School of Lingnan, SunYat-sen University, Guangzhou 510275, Guangdong, China
Abstract:Using the sample of Chinese Manufacturing firms from 2005 to 2007, this paper investigateswith Tobit regression model the impact of state-owned enterprises (SOEs)'s R&D input on innovative behavior of private-owned enterprises (POEs), and how this impact is moderated by different extent of regional agglomeration and industrial competition. We find that: (1) POEs' innovation input decreases significantly as the regional and industrial SOEs' R&D input increases, namely SOEs' R&D input has a crowding-out effect on POEs' innovation input; (2) the crowding-out effect will be strengthened significantly in the regions and industries with high agglomeration; and (3) the crowding-out effect will be weakened significantly in the regions and industries with high competition. This paper aims to provide favorable policy suggestions for the government to efficiently allocate government R&D resources and transform the innovation strategy from government-led innovation to enterprise-led innovation.
Keywords:state-owned enterprises  private-owned enterprises  R&D investment  regional agglomeration  industrial competition
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