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企业绿色技术创新升级及政府价格型规制的调节作用
引用本文:汪明月,李颖明.企业绿色技术创新升级及政府价格型规制的调节作用[J].科研管理,2022,43(10):71-80.
作者姓名:汪明月  李颖明
作者单位:1.中国科学院科技战略咨询研究院,北京100190; 2.中国科学院大学 公共政策与管理学院,北京100049
基金项目:国家自然科学基金项目(72204247);国家社会科学基金重大专项(19VMG040);科技部发展改革专项:“构建市场导向的绿色技术创新体系重大问题研究”
摘    要:企业绿色技术创新是促进经济发展同环境污染尽早“脱钩”的有效措施,也是全面可持续发展目标实现的重要动力。企业不同类型绿色技术创新之间并非完全独立,处于不断升级的过程。借助642家工业企业调研数据对政府价格规制与企业绿色技术创新升级的关系展开实证研究,试图回答清楚在企业绿色技术创新动态演进过程中,政府价格型规制的作用节点和效果。研究结果表明,企业绿色技术创新升级路径是显著存在的,绿色工艺创新是中介变量,且间接路径所占的比重要大于直接路径。政府价格规制对企业绿色技术创新升级存在正向的调节作用,但是调节的作用节点仅存在于绿色工艺创新向绿色产品升级的过程中,且政府价格规制对绿色工艺创新与绿色产品创新关系的调节作用具有边界性。上述研究对于深入理解如何构建市场导向的绿色技术创新体系具有指导意义,也为提升环境治理能力贡献理论支撑。

关 键 词:价格型规制  绿色技术创新  创新升级  中介调节模型  
收稿时间:2019-11-14
修稿时间:2020-02-28

The regulating effect of government price regulation on green technology innovation upgrading of enterprises
Wang Mingyue,Li Yingming.The regulating effect of government price regulation on green technology innovation upgrading of enterprises[J].Science Research Management,2022,43(10):71-80.
Authors:Wang Mingyue  Li Yingming
Institution:1. Institutes of Science and Development, Chinese Academy of Sciences, Beijing 100190, China; 2. School of Public Policy and Management, University of Chinese Academy of Sciences, Beijing 100049, China;
Abstract:   To build a beautiful China, a transfer from pursuing the speed of development to the quality of development is needed, and at the same time, we have to realize greenization of the existing production and lifestyle. The construction of market-oriented green technology innovation system proposed in the report of the 19th CPC National Congress is the research background of this paper and also the endogenous driving force to achieve high-quality development. On one hand, the mismatch between the cost and benefit of green technology innovation will reduce the enthusiasm of R&D investment of enterprises and lead to market failure. On the other hand, the allocation efficiency of high innovation elements in government′s market-oriented regulation brings superiority of promoting enterprises′ green technological innovation. In the past management practices in China, most of the green technologies were limited to the environment (ecology) friendly technology, which corresponds to the adoption of administrative orders and environmental regulations to drive enterprise technological innovation. In terms of theoretical research, domestic and foreign scholars have analyzed the connotation of green technological innovation, the factors affecting green technological innovation and the performance of green technological innovation from different perspectives by means of qualitative and quantitative methods.     However, there is a close relationship between green process innovation and green product innovation. Previous management practices and theoretical studies have not fully analyzed the inherent mechanism of enterprises′ green technology innovation driven by government′s market regulation; have not deeply explored the impact of government′s market regulation on heterogeneous of green technology innovation and its performance; have not fully identified the transmission path from enterprises′ green technology innovation to economic performance; and have not systematically studied the effectiveness of government′s market regulation on the transmission path.      Green technological innovation of enterprises is an effective measure to promote the decoupling of economic development and environmental pollution rapidly, and it is also an important driving force to achieve the goal of comprehensive sustainable development. Different types of green technological innovation are not completely independent, and are in the process of continuous upgrading. Mixing different types of green technological innovation together cannot distinguish its inherent characteristics, but also is not conducive to clarify the relationship between different types of green technological innovation; independent analysis of the impact of different government regulations on green technological innovation is not conducive to analysis of the relationship between the government and the market in the process of promoting green technological innovation, which cannot be answered clearly how to establish a market-oriented green technological innovation system.     Based on the survey data of 642 industrial enterprises, this paper conducts an empirical study on the relationship between government price regulation and green technology innovation upgrading of enterprises, trying to answer clearly the effect node and intensity of government price regulation in the dynamic evolution of green technology innovation. The results show that the upgrading path of green technological innovation is significant, that is, the development of end-pipe governance technology innovation is conducive to the derivation of green process innovation and green product innovation, and there is also a significant positive correlation between green process innovation and green product innovation. Second, the upgrading of green technological innovation is a partial intermediary relationship, and green technology innovation is an intermediary variable, and the proportion of indirect path is greater than that of direct path, that is, "end-pipe governance technology innovation→green technology innovation→green product innovation" is the main path of the upgrading of green technological innovation. Third, the government price regulation has a positive moderating effect on the upgrading of green technological innovation, but the regulatory nodes only exist in the upgrading process of green process innovation to green products, and the regulatory role of other nodes is not significant. Fourth, the government price regulation has a boundary effect on the relationship between green process innovation and green product innovation. Only when the government price regulation is greater than the critical value (-2.929), it will play a regulatory role, that is, the greater the intensity of government price regulation, the faster the green process innovation upgrades to green product innovation.      In the process of promoting green technology innovation and innovation upgrading, we should not be too fast, but follow certain laws of economic development and technological innovation. Especially in the stage of high-quality development, we should follow the internal law of green technology innovation and economic development. Secondly, the promotion of green technology innovation and upgrading should be based on the development basis of regions, industries and enterprises. Different assessment indicators should be designed at different stages, and assessment standards should be continuously improved to achieve the orderly upgrading of green technology innovation. Thirdly, with the continuous improvement of production and life green requirements, enterprises should pay attention to green process innovation and green product innovation at the same time, so as to improve the economic performance of enterprises. Enterprises facing resource constraints should give priority to green process innovation, gradually extend to green product innovation in the process of technological innovation, and improve the added value of innovation behavior. Thirdly, in the process of promoting green process innovation and upgrading, the government should make good use of price-based market regulation, that is, the direct price or relative price that affects the derivative products (services) of green technology innovation to promote innovation and upgrading, for example, green process innovation is based on subsidies, tax benefits, loan discounts, R&D funds plus deduction and accelerated depreciation of R&D equipment. Finally, in the management practice of promoting green technology innovation, all regions should constantly summarize the laws, adjust and optimize the regulatory intensity, otherwise it will directly affect the regulatory effect.      Through the above analysis, we can see more clearly how government′s market regulation promotes enterprises to innovate in green technology continuously. At the same time, it has a certain reference significance for the government to further optimize market regulation tools, and further understand how to build a market-oriented green technological innovation system.
Keywords:price regulation  green technological innovation  innovation upgrading  mediated moderation model  
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