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国家科研机构创新绩效的评价模型
引用本文:张凤,霍国庆.国家科研机构创新绩效的评价模型[J].科研管理,2007,28(2):35-42.
作者姓名:张凤  霍国庆
作者单位: 1. 中国科学院规划战略局,北京100864; 2. 中国科学院研究生院管理学院,北京100080
基金项目:中国科学院院长基金课题“知识创新的可持续发展机制与模式”(2004.12-2007.12)的资助
摘    要:提高国家科研机构的创新绩效,是提高国家自主创新能力和建设创新型国家的战略需要。开展国家科研机构的创新绩效评价,可以为提高国家科研机构的创新能力提供政策依据。本文提出了一种国家科研机构的创新绩效评价模型。创新绩效模型包括:创新产出、创新投入、创新绩效(包括人均创新产出和单位经费创新产出)的概念模型。测度方法包括:创新产出、创新投入和创新绩效的测度方法。本文对19个国家科研机构过去9年的创新绩效进行了定量评价和统计分析,发现国家科研机构的创新活动存在“单位经费创新产出的递减效应”;当人均科研经费投入超过某个临界值时,“单位经费创新产出”将会出现递减。同时,本文分析了评价模型的有效性和局限性。

关 键 词:国家科研机构  创新绩效  评价模型  效益递减
文章编号:1000-2995(2007)02-008-0035
收稿时间:2006-02-23
修稿时间:2006年2月23日

An evaluation model of innovative efficiency on national research institutes
Zhang Feng,Huo Guoqing.An evaluation model of innovative efficiency on national research institutes[J].Science Research Management,2007,28(2):35-42.
Authors:Zhang Feng  Huo Guoqing
Institution:1. Bureau of Planning and Strategy, Chinese Academy of Sciences, Beijing, 100864, China; 2. Graduate University of Chinese Academy of Sciences, Beijing, 100080, China
Abstract:Raising the Innovative Efficiency of the National Research Institutes(IENRI) is very important for increasing independent innovative capability and building an innovative-type nation.The evaluation of the IENRI can provide the policy support for the improvement of the IENRI.An evaluation model and measuring method of the IENRI is put forward.The evaluation model includes the concept models of the innovation output,the innovation input,and the innovative efficiency.The latter consists of innovation output per capital,and innovation output per unit of budget.The measuring method includes the accounting of the innovation output,the innovation input,and the innovative efficiency.The evaluation and statistical analysis of the innovative efficiency of the 19 national research institutes during the past 9 years in China is described,and some discoveies has made.There is the "diminishing returns of the innovation output per unit of budget".When the research budget per capital increases and exceeds a critical value,the innovation output per unit of budget will decrease.The evaluation model and measuring method of the IENRI are efficacious and are restricted in a certain extent.
Keywords:national research institutes  innovative efficiency  evaluation models  diminishing return
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