| 证券内幕交易的归责理论 |
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| 引用本文： | 徐伟.证券内幕交易的归责理论[J].深圳职业技术学院学报,2003,2(3):52-56. |
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| 作者姓名： | 徐伟 |
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| 作者单位： | 深圳广播电视大学,广东深圳,518034 |
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| 摘 要： | 证券内幕交易归责理论是证券内幕交易制度的理论基础。对此，我国学在证券法制研究中或有涉及，并形成了不同的归纳。笔认为，证券内幕交易归责理论作为评价交易中法律关系的准则，应把内幕交易对一定法律关系的侵害、破坏作为构成自身体系的现实依据，内涵上应是关于内幕交易所侵害、破坏的法律关系的性质的理论，外延上应表现为对侵害、破坏相关法律关系的一切内幕交易行为的理论覆盖。在此基础上，信赖、泄密、受托、受密、窃密、滥用等六种准则共同构成规制内幕交易法律关系的法律基准性原则。
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| 关 键 词： | 证券 内幕交易 法律责任 归责理论 |
| 文章编号： | 1672-0318(2003)03-0052-05 |
| 修稿时间： | 2003年7月5日 |
Responsibility theory in restricted exchange of securities |
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| XU Wei.Responsibility theory in restricted exchange of securities[J].Journal of Shenzhen Polytechnic,2003,2(3):52-56. |
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| Authors: | XU Wei |
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| Abstract: | The responsibility theory is the very foundation for the restricted exchange of securities on which Chinese scholars have made some research and come to different conclusions. As a guideline for the law of the securities evaluation and exchange, its infringement on and breach of the law should be taken into consideration. Trust, leakage, commission, secret trustee, secret stealth and abuse make up the basic principles of the laws governing the restricted exchanges of the securities. |
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| Keywords: | securities restricted exchange obligations of law responsibility theory |
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