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基于专利申请及审查制度的专利引文评价效能实证研究
引用本文:吴红,冀方燕.基于专利申请及审查制度的专利引文评价效能实证研究[J].图书情报工作,2017,61(19):89-95.
作者姓名:吴红  冀方燕
作者单位:山东理工大学科技信息研究所 淄博 255049
基金项目:本文系国家社会科学基金项目"高校图书馆深度嵌入专利运营研究"(项目编号:16BTQ029)研究成果之一。
摘    要:目的/意义]研究专利申请及审查制度下的专利引文作用机理,厘清专利引文评价效能,是保证学术评估客观合理的重要前提。方法/过程]以美、中、日三国诉讼专利和许可专利为实证样本,分析专利引文频次与专利价值的相关性,并结合专利申请和专利审查制度就专利引文对施引专利、被引专利的评价效能进行深入剖析。结果/结论]专利引文频次对专利价值而言是一个正向、负向、中性混杂的评价指标,专利引文对专利价值的评价需建立在对引用动机、引文扮演角色和实际发挥作用等诸多要素的深入细致分析上,否则,专利引文对专利价值不具有客观的评价效能。

关 键 词:专利申请  审查制度  专利引文  评价效能  
收稿时间:2017-04-26

Empirical Research on the Evaluation Effectiveness of Patent Citation Based on Patent Application and Patent Censorship
Wu Hong,Ji Fangyan.Empirical Research on the Evaluation Effectiveness of Patent Citation Based on Patent Application and Patent Censorship[J].Library and Information Service,2017,61(19):89-95.
Authors:Wu Hong  Ji Fangyan
Institution:Institute of Scientific and Technical Information, Shandong University of Technology, Zibo 255049
Abstract:Purpose/significance]Studying the patent citation mechanism under the patent application and patent censorship and clarifying the effectiveness of patent citation evaluation are both important prerequisites to ensure an objective and reasonable academic evaluation.Method/process] This paper took samples of litigation patents and licensed patents from the United States, China and Japan. It analyzed the relevance between patent citation frequency and patent value. It also made an in-depth analysis on the effectiveness of patent citations on the citing patent and cited patent, combining with the patent application and patent censorship.Result/conclusion] Patent citation is a mixed index of positiveness, negativeness and neutrality for patent value. The evaluation of patent value should be based on a detailed analysis of motivation for citation and playing the roles in actual fields. Otherwise, patent citation does not have evaluation effectiveness for patent value.
Keywords:patent application  patent censorship  patent citation  evaluation effectiveness  
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